Joe services as Riverview’s Compliance Officer. He oversees all compliance and operations for the firm. Joe’s focus is on ensuring Riverview is ahead of the curve on all regulatory matters, and that the client’s interests are always put first.

Joe began his career with the compliance and operations team at Northwestern Mutual Investment Services. He has served in a number of compliance roles for small and mid-sized SEC and FINRA registered firms throughout the Boston area.

Joe has a B.S. from Suffolk University.